Executive LeadershipMeet the Leadership Team
The leadership team of Axion Capital Markets Inc. brings together expertise in corporate governance, financial services, compliance oversight, operational management, and strategic planning.
Through a culture of accountability and professionalism, our management team supports the company's commitment to transparency, security, and sustainable development.
I Managing DirectorAndrew Marsden
Andrew Marsden serves as Managing Director of Axion Capital Markets Inc. and is responsible for overseeing the company's strategic direction, business leadership, and overall management framework. With extensive experience in financial services and corporate leadership, he focuses on strengthening organizational performance, supporting long-term development, and ensuring alignment between business objectives and operational standards.
Strategic LeadershipCorporate ManagementBusiness DevelopmentOrganizational Direction
II Portfolio ManagerThomas Caldwell
Thomas Caldwell serves as Portfolio Manager at Axion Capital Markets Inc. and is responsible for supporting portfolio oversight, asset allocation review, and investment monitoring activities. With a strong background in market evaluation and portfolio strategy, he works closely with the broader investment team to help maintain disciplined decision-making and consistent portfolio management practices.
Portfolio OversightAsset Allocation ReviewInvestment MonitoringMarket Evaluation
III Senior Financial AnalystAlice Bradford
Alice Bradford serves as Senior Financial Analyst at Axion Capital Markets Inc. and is responsible for financial analysis, reporting support, and the evaluation of business and market data. With experience in financial modelling, performance review, and analytical reporting, she supports informed decision-making across the company's financial and strategic activities.
Financial AnalysisFinancial ModellingReporting SupportPerformance Review
IV Compliance & Risk OfficerPhilip Harrington
Philip Harrington leads the company's compliance and risk management functions. He is responsible for supporting internal oversight, strengthening corporate policies, monitoring risk awareness, and promoting a culture of accountability and responsible business conduct throughout the organization.
Compliance OversightRisk ManagementInternal ControlsPolicy Development
V Chief Investment AnalystSteven Montgomery
Steven Montgomery serves as Chief Investment Analyst at Axion Capital Markets Inc. and is responsible for leading investment research, market analysis, and strategic evaluation of financial opportunities. With extensive experience in investment review and market intelligence, he supports the company's analytical framework by identifying trends, assessing market conditions, and contributing to disciplined investment perspectives.
Investment ResearchMarket AnalysisStrategic EvaluationTrend Identification
VI Senior Private Wealth AdvisorAudrey Whitman
Audrey Whitman serves as Senior Private Wealth Advisor at Axion Capital Markets Inc. and is responsible for supporting client relationship development, wealth planning discussions, and tailored financial service coordination. With a strong background in client advisory and long-term financial planning, she works closely with clients to support clear communication, trust-based relationships, and service continuity.
Private Wealth AdvisoryClient Relationship ManagementWealth Planning SupportFinancial Service Coordination
Corporate Verification Center
Corporate Credentials Center

IFinCEN MSB Registration Status Information
Axion Capital Markets Inc. maintains a Money Services Business registration with FinCEN. This registration supports the company's compliance framework for relevant regulated activities.

IISEC-Related Corporate Document
Displays the company's SEC-related corporate record associated with the address on file. This document serves as an additional reference point for corporate verification and public record review.

IIIColorado Certificate of Fact of Good Standing
Axion Capital Markets Inc. is duly registered in the State of Colorado and currently maintains Good Standing status. This certificate supports the company's publicly verifiable corporate standing.
Verified Corporate Information
Company Information Summary
- Corporate Name
- Axion Capital Markets Inc.
- Principal Office
- 2000 S Colorado Blvd, Denver, CO 80222, United States
- Corporate Structure
- Colorado Profit Corporation
- Entity ID
- 20258146623
- EIN
- 39-5031201
- Business Hours
- Monday - Friday, 09:00 AM - 05:00 PM (MST)
Corporate Transparency CommitmentMaintaining Public Confidence Through Responsible Governance
Transparency is one of the core principles that guides Axion Capital Markets Inc.
We believe that clear corporate information, responsible communication, and publicly verifiable records contribute to stronger relationships with clients, partners, and stakeholders.
By maintaining structured governance practices and supporting information transparency, we continue to strengthen trust and organizational credibility.
Publicly Verifiable Corporate InformationResponsible GovernanceAccountability and IntegrityProfessional CommunicationEthical Business PracticesLong-Term Stakeholder Confidence
U.S. Registered Corporation
Officially incorporated and maintained within the State of Colorado.
Good Standing Corporate Status
Maintaining active and compliant corporate registration records.
Transparent Corporate Information
Supporting public verification through official records.
Professional Leadership Team
Guided by experienced management and governance practices.
Commitment to Compliance
Promoting accountability and responsible business conduct.
Long-Term Corporate Vision
Focused on sustainable growth, credibility, and trust.